Orange County NC Website
Popular Government Spring 1993 <br />Speakers and Evidence <br />http:// ncinfo. iog.unc.edu /planning/pgsp93.htm <br />The principal difference between legislative and evidentiary hearings arises in how speakers and <br />evidence are handled. Since the purpose of an evidentiary hearing is to carefully gather relevant facts to <br />aid in decision making, restrictions on what can be heard and how it can be heard are applied to these <br />hearings. These standards apply to any board making a quasi-judicial zoning decision, even the <br />governing board. This places a particular burden on city councils and county boards of commissioners, <br />which are usually more accustomed to conducting less formal hearings on legislative matters. <br />In the leading case on this subject, Humble Oil & Refining Co. v. Board of Aldermen, which involved <br />the denial of a special -use permit for a gas station by the governing board in Chapel Hill, Justice Susie <br />Sharp set forth the key requirements for an evidentiary zoning hearing: <br />Notwithstanding the latitude allowed municipal boards, ... a zoning board of adjustment, or a <br />board of aldermen conducting a quasi-judicial hearing, can dispense with no essential element of a <br />fair trial: (1) The party whose rights are being determined must be given the opportunity to offer <br />evidence, cross - examine adverse witnesses, inspect documents, and offer evidence in explanation <br />and rebuttal; (2) absent stipulations or waiver such a board may not base findings as to the <br />existence or nonexistence of crucial,facts upon unswom statements; and (3) crucial findings of <br />fact which are "unsupported by competent, material and substantial evidence in view of the entire <br />record as submitted" cannot stand. 22 <br />If critical factual findings in a quasi-judicial zoning matter are based on unworn testimony or hearsay <br />evidence, the decision may be overturned by the courts and the matter sent back for a new hearing.1231 If <br />all the parties agree, however, the right to have witnesses under oath may be waived. r241 <br />A question arises occasionally as to whether attorneys need to be under oath when making a presentation <br />in an evidentiary hearing. If the attorney is just summarizing evidence presented by others and making <br />legal arguments for his or her client, there is no need to be under oath. On the other hand, if the attorney <br />is offering evidence directly, he or she would need to be sworn. like any other witness. The court <br />tolerates but strongly discourages an attorney from serving both as a witness and an advocate in the <br />same case. 25 Likewise, if the city or county staff is presenting evidence to the board in an evidentiary <br />hearing, they should also be under oath. <br />Oaths for witnesses testifying at these evidentiary hearings may be administered by the chair of the <br />board or any notary. 26 Witnesses may affirm rather than swear. All individuals likely to testify can be <br />administered the oath together at the beginning of the hearing in order to expedite matters. If this is <br />done, each witness should be reminded of the oath at the outset of his or her testimony. <br />Additional rules apply to assure that evidentiary hearings are conducted fairly. All of the parties to an <br />evidentiary hearing have a right to know all of the evidence being considered by the board. Therefore it <br />is improper for a board member to discuss the case or to individually gather evidence outside the <br />hearing. If a board member has prior or specialized knowledge about a case, that should be disclosed to <br />the rest of the board and the parties during -the heaxing.LZ71 Also, it is inappropriate in an evidentiary <br />hearing to consider nonexpert personal opinions or hearsay testimony. <br />At the conclusion of an evidentiary hearing, the board making the decision must adopt written findings <br />of the facts upon which it is basing its decision. This contrasts with legislative zoning decisions, where <br />no findings are required- -those decisions are left to the sound discretion of the governing board, and the <br />board is not required to explain why it made a particular decision. But since the purpose of an <br />evidentiary hearing is to produce well - documented evidence to support a decision, the parties are entitled <br />to know what the board concluded are the facts. Any judicial review of the decision is based on the facts <br />as determined by the board making the decision, so the courts also need to know what the board <br />concluded. This is done by requiring written findings of fact. <br />Since any subsequent judicial review is based on the record established in this hearing, it is important to <br />keep detailed records of evidentiary hearings. Sound recording or a verbatim transcript of these hearings <br />