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Lawyers Professional Liability <br />Policy <br />Form No: G118011A (06-2015)Policy No: 5096501940 <br />Policy; Page: 3 of 16 Policy Effective Date: 09/19/2024 <br />Underwriting Company:Continental Casualty Company, 151 N Franklin St, Chicago, IL 60606 Policy Page: 6 of 28 <br />© Copyright CNA All Rights Reserved. <br /> <br /> <br />incurred as the result of a notice of such Disciplinary Proceeding both first received by the Insured <br />and reported in writing to the Company either during the policy period or within 60 days after <br />termination of the policy period, arising out of an act or omission in the rendering of legal services <br />by such Insured. Except as set forth below, the amount payable hereunder shall not exceed <br />$100,000 despite the number of such proceedings. <br />In the event of a determination of No Liability of the Insured against whom the Disciplinary <br />Proceeding has been brought, the Company shall reimburse such Insured for Disciplinary Fees, <br />including those in excess of the $50,000 cap set forth above, up to $100,000. In no event shall <br />the amount payable hereunder exceed $100,000 despite the number of Insureds hereunder or the <br />number of such proceedings. <br />3. Subpoena Assistance <br />In the event the Insured receives a subpoena for documents or testimony arising out of legal <br />services rendered by the Insured and the Insured would like the Company's assistance in <br />responding to the subpoena, the Insured may provide the Company with a copy of the subpoena <br />and the Company will retain an attorney to provide advice regarding the production of documents, <br />to prepare the Insured for sworn testimony, and to represent the Insured at the Insured's <br />depositions, provided that: <br />a. the subpoena arises out of a civil lawsuit to which the Insured is not a party; and <br />b. the Insured has not been engaged to provide advice or testimony in connection with such <br />lawsuit, nor has the Insured provided such advice or testimony in the past. <br />The Company will pay such attorney’s legal fees excluding any disbursements. Any notice the <br />Insured gives the Company of such subpoena shall be deemed notification of a potential claim <br />under Section V.A. of this Policy. <br />4. Crisis Event Expense <br />The Company will reimburse the Named Insured up to $20,000 for Crisis Event Expenses that <br />result from a Crisis Event first occurring and reported in writing to the Company during the policy <br />period. <br />5. Regulatory Inquiry <br />If, during the policy period, a state licensing board, self regulatory body, public oversight board or a <br />governmental agency with the authority to regulate the Insured’s legal services or any entity acting <br />on behalf of such entities initiates an investigation of the Insured arising from an actual or alleged <br />violation of a privacy breach notice law or any law referenced under the definition of privacy injury <br />and identity theft that occurred in the rendering of legal services and which the Insured reports to <br />the Company in accordance with Section V.A. of this Policy, the Company agrees to pay attorney <br />fees, attorney costs and court costs (excluding such attorney fees and costs incurred as a result of <br />services performed by the Insured) incurred in responding to the investigation. The maximum <br />amount the Company will pay for such attorney fees and costs is $20,000, regardless of the <br />number of investigations or the number of Insureds who are subject to such investigations. <br />6. Medicare, Medicaid, and SCHIP Extension Act of 2007 <br />Subject to the definition of damages set forth in Section III. DEFINITIONS of the Policy, the <br />Company will reimburse the Named Insured for attorney fees and other reasonable costs or <br />expenses incurred in responding to a demand pursuant to the recovery rights of the Centers for <br />Medicare and Medicaid Services (CMS) under the Medicare, Medicaid, and SCHIP Extension Act of <br />2007 (MMSEA). The maximum amount the Company will pay for such attorney fees, costs and <br />expenses is $25,000 per policy period, regardless of the number of such demands or the number of <br />Insureds who are subject to such demands. <br />Docusign Envelope ID: D93C5068-8EF6-4BC9-8D5A-4D4FF1A6FBEF