2025-378-E-IT Dept-RecTrac-Remove CYMS module

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Docusign Envelope ID:C101DF94-8EEA-4210-A163-1FB71C9DF46C CNA E PS+ tech + pro + media + security + privacy For the purpose of this exclusion, a 5% or more owner of the voting stock of a publicly held corporation or a 40% or more owner of the voting stock of a privately held corporation shall be deemed to own such entity; L. PATENT INFRINGEMENT based upon or arising out of actual or alleged infringement of patent; M. POLLUTION/NUCLEAR based upon or arising out of: any actual or alleged nuclear reaction, radiation or contamination, or any actual, alleged or threatened discharge, release, escape, or disposal of, or exposure to, Pollutants; any request, direction or order that any of the Insureds test for, monitor, clean up, remove, contain, treat, detoxify, neutralize or in any way respond to or assess the effect of Pollutants or nuclear reaction, radiation or contamination, or any voluntary decision to do so; or any actual or alleged Property Damage, or bodily injury, sickness, disease or death of any person, or financial loss to the Insured Entity, their security holders, or their creditors resulting from any of the aforementioned matters; N. PRIOR WRONGFUL ACTS OF SUBSIDIARIES based upon or arising out of any Wrongful Act: 1. by or on behalf of any Subsidiary whether such Subsidiary qualified as such prior to the inception date of the Policy, or after the inception date of this Policy by virtue of paragraph 1. of Section VI. CONDITIONS, paragraph K. Coverage for New Subsidiaries or by natural person Insureds of any such Subsidiary, where such Wrongful Act occurred in whole or in part before the date the Insured Entity first had Management Control; 2. occurring on or after the date the Insured Entity first had Management Control of any Subsidiary described in paragraph 1. above, which, together with any Wrongful Acts described in paragraph 1. above, would be considered Related Wrongful Acts; O. SECURITIES AND INVESTMENT CLAIMS based upon or arising out of any actual or alleged: 1. filing of any registration statement under the Securities Acts of 1933, or the Securities Exchange Act of 1934, any State Blue Sky Law, or any other state or local securities law; 2. violation of the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities and Exchange Act of 1934, rules or regulations of the Securities Exchange Commission under either or both acts, similar securities laws or regulations of state, or any laws of any state relating to any transaction arising out of, involving, or relating to the public offering of securities; Provided however that this exclusion does not apply to any Claim for Privacy Injury; P. TRADE SECRETS based upon or arising out of any actual or alleged misappropriation of trade secrets obtained by any natural person Insured prior to commencing employment with an Insured Entity; Q. UNFAIR COMPETITION/ANTITRUST CLAIMS/RICO CLAIMS GSL2302XX (Ed 6/11) Page 15 Copyright©2011 CNA. All Rights Reserved.