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2022-109-E-IT Dept-Keller and Heckman-Legal Consulting
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2022-109-E-IT Dept-Keller and Heckman-Legal Consulting
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Last modified
3/16/2022 2:04:09 PM
Creation date
3/16/2022 2:03:59 PM
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Contract
Date
3/11/2022
Contract Starting Date
3/11/2022
Contract Ending Date
3/16/2022
Contract Document Type
Contract
Amount
$5,000.00
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KELLER AND HECKMAN LLP <br />2 <br />Potential Conflicts <br />We are not aware of any current or potential conflict of interest that would preclude our firm from entering into this <br />engagement. We circulate memoranda within the firm and take other steps to avoid any conflicts of interest. <br />Representation of any party with interests that are legally adverse to a client will not be accepted without the client’s prior <br />consent and only to the extent that the conflict may be waived under applicable law. However, we often represent clients <br />with competing commercial interests, particularly before government agencies, provided that this does not create any <br />actual legal conflict. In this regard, please be assured that any information we obtain from you will be treated as client- <br />confidential and will not be disclosed, except as you direct. It is understood that we will continue to represent existing <br />and new clients on matters that may be related to your business interests, e.g., resolving regulatory issues or other issues <br />for a competitor or concerning a competitive product. <br />No Guarantee of Outcome <br />We cannot, and do not, guarantee the outcome of this Subject Matter. Either at the commencement or during the course <br />of our representation, we may express our opinions, views, or beliefs concerning claims or courses of action and the <br />results that might be anticipated. Any such statement made by any representative of Keller and Heckman LLP is intended <br />to be an expression of opinion, view, and belief only, based on information available to us at the time, and should not be <br />construed by you as a guarantee of any type. <br />Sarbanes-Oxley Compliance <br />You are retaining us to provide legal services, but we are not acting as your securities lawyers. We will not be advising <br />you about disclosure obligations under federal and state securities laws with respect to any of the matters on which you <br />have engaged us unless you specifically ask us, and we agree in writing, to do so by modifying this engagement letter. <br />We are required to comply with the Sarbanes-Oxley Act of 2002 (“SOA”) and, to that end, we have in place a written <br />SOA policy. Our undertakings shall be consistent at all times with the SOA, its applicable rules, and our policies. <br />Furthermore, in the event we are asked to respond to an auditor’s request for information, we will comply strictly with the <br />terms of the “American Bar Association-American Institute of Certified Public Accountants Treaty.” <br />E-mail Communications <br />During the course of our engagement, we may exchange electronic versions of documents and e-mails with you or on <br />your behalf using commercially available software. Unfortunately, such communications are occasionally victimized by <br />the creation and dissemination of so-called viruses, destructive electronic programs or invasions of expected privacy. Our <br />virus scanning software also may occasionally reject a communication that you send to us, or we in turn may send you <br />something that is rejected by your systems. We believe these infrequent occurrences are to be expected as part of the <br />ordinary course of business, although they do affect the security and reliability of these communications. <br />Despite our reasonable efforts, we cannot guarantee that our communications and documents will always be virus free or <br />immune from invasions of expected privacy. If you would prefer, or require, that we not use electronic communications <br />or that we follow special instructions or use encryptions on e-mail or other communications, you should promptly advise <br />in writing those working on your matters of this preference or requirement. <br />Termination of Representation <br />You may terminate our services at any time upon written notice that will become effective upon receipt. Upon <br />termination, you must pay for all services rendered and expenses incurred on your behalf before the termination or which <br />are reasonably necessary thereafter. Keller and Heckman LLP also may withdraw from this representation at any time <br />subject to applicable law and rules of professional conduct. <br />DocuSign Envelope ID: A6371713-B964-4D84-9086-021383D9FDF3
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