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DocuSign Envelope ID: 316CF52D-36A5-4EEC-A194-3625F55E259C <br /> Attachment 1 <br /> Research Subaward Agreement <br /> Certifications and Assurances <br /> By signing the Subaward Agreement,the authorized official of Subrecipient certifies,to the best of his/her knowledge and believe that: <br /> Certification Regarding Lobbying <br /> 1) No grant funds have been paid or will be paid, by or on behalf of the Subrecipient,to any person for influencing or attempting to <br /> influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a <br /> Member of Congress in connection with the awarding of any Federal contract,the making of any Federal grant,the making of any <br /> Federal loan,the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment,or modification <br /> of any Federal contract,grant,loan, or cooperative agreement. <br /> 2) If any funds other than grant funds have been paid or will be paid to any person for influencing or intending to influence an officer or <br /> employee of any agency,a Member of Congress, an office or employee of Congress,or an employee of a Member of Congress in <br /> connection with this Federal contract, grant, loan,or cooperative agreement,the Subrecipient shall complete and submit Standard <br /> Form-LLL,"Disclosure Form to Report Lobbying,"to the Prime Recipient <br /> 3) The Subrecipient shall require that the language of this certification be included in the award documents for all subawards at all tiers <br /> (including subcontracts,subgrants,and contracts under grants,loans, and cooperative agreements)and that all Subrecipient shall <br /> certify and disclose accordingly. <br /> This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. <br /> Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section1352,Title 31, U.S. Code. <br /> Any person who fails to file the required certification shall be subject to a civil penalty not less than$10,000 and not more than$100,000 <br /> for each such failure. <br /> Debarment, Suspension, and Other Responsibility Matters <br /> Subrecipient certifies by signing this Subaward Agreement that neither it nor its principals are presently debarred, <br /> suspended, proposed for debarment, declared ineligible or voluntarily excluded from participation in this transaction by any <br /> federal department or agency. <br /> OMB Circular A-133 Assurance <br /> Subrecipient assures Prime Recipient that it complies with A-133 and that it will notify Prime Recipient of completion of <br /> required audits and of any adverse findings which impact this subaward. <br /> Other Assurances and Certifications <br /> The Subrecipient agrees to complete and submit to the Prime Recipient any other assurance and/or certification which <br /> may be required by the funding agency. Such certifications include but are not limited to Drug Free Workplace, Delinquent j <br /> Federal Debt, Research Misconduct, Inclusion of Women and Minorities as Subjects, Inclusion of Children as Subjects, <br /> and Financial Conflict of Interest. <br /> i <br /> I <br /> r <br /> pI <br /> t <br /> ( <br /> t <br />