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c L'EMERGENCY MANAUCMENT AGENCY <br />CERTIF1CA1ONS REGARDING LOBBYING; DEBARMENT, SUSPENSION AND <br />OTHER RESPONSIBILITY MATT cRS; AND DRUG -FREE WORKPLACE REQUIREMENTS <br />Applicants should refer to the regulations cited below to determine the certification to which tkey are required to attest. <br />Applicants should also review the instructions for certification included in the regulations before completing this form. <br />Signature of this form provides for compliance with certification requirements under 44 CFR Part 18, "New Restrictions <br />on Lobb, irg' and 28 CFR Part I7, "Government -wide Debarment and Suspension (Nonprocurement) and Government. <br />wide Requirements for Drug -Free Workplace (Grants)." The certifications shall be.treated as a material representation <br />of fact upon which reliance will be placed when the Federal Emergency Management Agency (F&MA) determines to <br />award the covered transaction, grant, or cooperative agreement. <br />1. LOBBYING <br />As required by section 1352. Title 31 of the U.S. Code, and <br />implemented at 44 CFR Part 18, for persons entering into a <br />grant or cooperative agreement over S 100.000, as defined at <br />44 CFR Par, 18, the applicant certifies :hat: <br />(a) No Federal appropriated funds have been paid or will be paid, by or <br />on behalf of the undersigned, to any person for influencing or <br />attempting- to mftuence an officer or employee of any agency, a <br />Member of Conoress, an officer or employee of Congress, or an <br />employee of a Member of Congress in connection with the makino of <br />jany Federal grant. the entering into of any cooperative agreement, and <br />the extension, continuation, renewal, amendment, or modification of <br />any Federal grant or cooperative agreement; <br />(b) If any other funds than Federal appropriated funds have been paid or <br />will be paid to any.person tor- influencing or a- empting to influence an <br />officer or employee of any agency, a Member of Congress, an officer or <br />an employee of Congress, or employee of a member of Congress in <br />tonne_ ion with this Federal grant or cooperative agreement, :he <br />undersigned shall complete and submit Standard Form- LLL.'Disclosure <br />of Lobbying Activities.' in accordance with its instructions; <br />(c) The undersioned shall require that the language of this certification <br />be included in the award documents for all subawards at all tiers <br />(including subgranu, contracts under grants and cooperative <br />agreements, andsubcontrac -s) and that all subrecipients shall certify and <br />disclose accordinoly. <br />I Standard Form- -Disclosure of Lobbying Activities- arached. <br />T his form must be a-aciied to certification if nonapproariarec f.n;s <br />are to be used to infiverce actwitie_) <br />2. DEBARMENT, SUSPENSION, AND OTHER <br />RESPONSIBILITY MA j i ERS <br />(DIREiT RECIPIENT) <br />As repuired by Executive Order 12549. Debarment and Suspension, and <br />molemented a: 4t C-rR Par, 67, for prospe =ive participants in primary <br />covered transactions, as defined at = CFR Part 17, Section 17 S 10-A. <br />Tne appiicar.. certifies trat it and its principaLr: <br />(a) Are not presently debarred. suspended. proposed for debarment. <br />declared ineligible, sentenced to a denial of Federal benefits by a Save <br />or Federal tour,, or volurtarfiy excluded from covered transactions by <br />any Federai department or agency; <br />(b) Have no: within a three -year period preceding this application been <br />convicted of or had a civilian judgment rendered against them for <br />commission of fraud or a criminal offense in connection with <br />FEM_ Form 20.16C JUN 94 <br />obtaining, attempting to obtain, or performm, a public (Federal. State, <br />or locan transaction or contract under a public transaction; violation <br />of Federal or State antn:rust statutes or commission of <br />embezzlement, theft, forgery, bribery, falsification or destruction of <br />records, making false statements, or receiving stolen property; <br />(c) Are not presently indicted for or otherwise criminally or civilly <br />charged by a governmental entity (Federal, -Stare, orlocal) with <br />commission of any of the offenses enumerated in paragraph (1)(b) <br />of this certification; and <br />(d) Have not within a three -year period preceding this application <br />had one or more public transactions (Federal, State, or local) <br />terminated for cause or default; and - <br />E. where the applicant is unable to certify to any of the statements <br />in this certification, he or she shall attach an explanation to tnis <br />application. <br />3. DRUG-FREE WORKPLACE <br />(GRANTEES OTHER THAN INDIVIDUALS) <br />As required by the Druc -Free workplace Act of 19BB, and <br />implemented at r_c C-R Par, 17, Subpar, F. for grantees. as aefined <br />a-, Ac CFR Par, 17 Sections 17.615 and 17.620- <br />A. The applicant certifies that it will continue to provide a druc - <br />free workplace by; <br />(a) Publishing a statement notifying employees that the unlawful <br />manufacture, distriout.cn, dispensing, possession, or use of a <br />controlled subsarce is prohibited in the orantee's workplace a-..;' <br />specifying the actions sat will be taken against. empio••ec-s for <br />violation of sup prurimr- -ion; <br />(b) Establishing an on -going drug free awarenc:s prcoram to <br />inform employees about- <br />(1) The dancers of druc abuse in the workplace; <br />(2) The grantee's policy of mainainine a drug-free workplace; <br />(3) Any available druc counseling, rehabilitation, and <br />employee assirance programs; and <br />(4) The penalties tna; may be imposed upon employees for <br />druc abuse vio!a;ions occurring in the workplace; <br />(c) Makinc a a reouiremem—rhat each employee to be engaged in <br />the performance of the gran: to be oiven a ccpy of the ratement <br />required by paracr aph (a); <br />(d) Notifying the employee in the statement required by <br />paragraph (a)tnat, as a condition of emplovment under the orart, <br />the employee will- <br />18 <br />