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Federal Section 5311 Certifications and Assurances <br />Page 16 of 18 <br />SFY 2001-2002 . ~ <br />CERTIFICATIONS AND ASSURANCES FOR THE SECTION 5311 PROGRAM <br />This page inust t~e completed by checking the certifications and assurances that appiy. The <br />individual authorized by the Applicant's governing body to submit the appiication, make the ~ <br />necessary certifications, and enter into agreement must sign where indicated. The Applicant's <br />attomey must also sign the form. The signatures assure the NCDOT and FTA that the <br />Applicant intends to comply with the requirements for the Section 5311 program. <br />The prospective Applicant whose project(s) witl be included in the program of projects for the <br />Section 5311 application for North Ca~olina should select the appropriate certifications or <br />assurances below. The attached certifications and assurances are described in the Nqtice <br />dated November 7, 2000, "Federal Transit Adrninistration Fiscal Year 2001 Annual List of • <br />Certifications and Assurances for Federal Transit Administration Grants and Cooperative ,, <br />Agreements." The prospective Applicant should understand that they are certifying not as the <br />app~icant to FTA, but as a subrecipient providing assurances to the North Carolina Department <br />of Transportation, the applicant on its behalf, that it will meet the federal requirements outlined <br />in the certifications: and assurances. The certifications and assurances in the Federal Register <br />should be understood in light of this relationship. . <br />I. Certifications and Assurances Required of Each Applicant x <br />. . ,~ <br />II. Lobbying Certification for Each Applicant Exceeding $100,000 x~ <br />III. Effects on Private Transportation Companies x <br />IV. Public Hearing Certification for Capital Projects that Will Substantially <br />~Affect a Community or Its Transit Service ~ x <br />V. Ce~tification of Pre-Award and Post-Delivery Reviews Required <br />for Acquisition of Ro(ling Stock ~~ x <br />VI. Bus Testing Certification Required for New Bus Acquisitions ' <br />VII. Charter Se-vice Ag~eement ~ x <br />VIII. School Transportation Agreement . . x <br />IX. Certification Required for the Award ~of FTA Assistance to An ~ <br />Applicant for Its Demand Responsive Senrice x <br />X. Substance Abuse Certifications ~ x <br />XI. Certifcation for the Job Access and Reverse Commute Program x <br />Xll. Certifications and Assurances for the Nonurbanized <br />Area Program x_ <br />